CUSIP No. | 732857 10 7 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
JAMES H. DAHL | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
232,291 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
232,291 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
232,291(See Footnote) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
< TD align="left" colSpan="4">5.40% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
James H. Dahl is the direct beneficial owner of 40,945 Partnership Units of Pope Resources, a Delaware Limited Partnership. Mr. Dahl owns the other 191,346 Partnership Units through various trusts over which Mr. Dahl retains sole voting and investment power, as follows:
(i) 49,849 Partnership Units held by James H. Dahl Trust FBO Kathryn Whitten Dahl. (ii) 18,579 Partnership Units held by James H. Dahl Trust FBO James Andrew Dahl. (iii) 7,957 Partnership Units held by IRA FBO James H. Dahl (ROTH Conversion Account) (iv) 69,886 Partnership Units held by IRA FBO James H. Dahl (v) 15,825 Partnership Units held by Kathleen M. Dahl Irrevocable Trust (vi) 29,250 Partnership Units held by Dahl Family Foundation, Inc. |
(a) | Name
of Issuer |
Pope Resources, a Delaware Limited Partnership |
(b) | Address
of Issuer’s Principal Executive Offices |
19245 10th Avenue NE
Poulsbo, WA 98370 |
(a) | Name
of Person Filing |
James H. Dahl |
(b) | Address
of Principal Business Office or, if none, Residence |
501 Riverside Avenue
Suite 902 Jacksonville, FL 32202 |
(c) | Citizenship |
United States |
(d) | Title
of Class of Securities |
Partnership Units |
(e) | CUSIP
Number |
732857 10 7 |
Item
3. | If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a: |
(a) | o | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | o | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
(d) | o | Investment
company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8). |
(e) | o | An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | o | An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
(g) | o | A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
(h) | o | A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
(i) | o | A
church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | o | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). |
(k) | o |
A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution:
|
Item
4. | Ownership. |
(a) |
Amount beneficially owned:
232,291 |
(b) |
Percent of class: 5.40 |
(c) | Number
of shares as to which the person has: |
(i) |
Sole power to vote or to direct the vote:
232,291 |
(ii) |
Shared power to vote or to direct the vote:
0 |
(iii) |
Sole power to dispose or to direct the disposition of:
232,291 |
(iv) |
Shared power to dispose or to direct the disposition of:
0 |
Item
5. | Ownership
of Five Percent or Less of a Class |
Item
6. | Ownership
of More than Five Percent on Behalf of Another Person. |
Item
7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported
on By the Parent Holding Company |
Item
8. | Identification
and Classification of Members of the Group |
Item
9. | Notice
of Dissolution of Group |
Item
10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Date:
February 08, 2011 | By:
| /s/ James H. Dahl | |
Name: James H. Dahl | |||
Title: [SEE SIGNATURE EX. 1.1] | |||
Footnotes: | James H. Dahl is the direct beneficial owner of 40,945 Partnership Units of Pope Resources, a Delaware Limited Partnership. Mr. Dahl owns the other 191,346 Partnership Units through various trusts over which Mr. Dahl retains sole voting and investment power, as follows:
(i) 49,849 Partnership Units held by James H. Dahl Trust FBO Kathryn Whitten Dahl. (ii) 18,579 Partnership Units held by James H. Dahl Trust FBO James Andrew Dahl. (iii) 7,957 Partnership Units held by IRA FBO James H. Dahl (ROTH Conversion Account) (iv) 69,886 Partnership Units held by IRA FBO James H. Dahl (v) 15,825 Partnership Units held by Kathleen M. Dahl Irrevocable Trust (vi) 29,250 Partnership Units held by Dahl Family Foundation, Inc. |
Attention: | Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001) |